The Hidden Rules: Why Some Concepts Stick and Others Disappear
Have you ever paused to think about why some ideas or names etch themselves into our minds, while others, perhaps equally brilliant, fade away? It's a dance of psychology, strategy, and sometimes, the simple, unyielding power of being the first to whisper in the world's ear. These aren't just abstract concepts for big corporations; they are currents that shape our choices and understanding every day.
Pioneering the Mindspace: The Advantage of Being First
It's a curious truth that being the very first to claim a spot in our collective consciousness is often more potent than arriving later with a "better" version. Think about it: most can recall Charles Lindbergh as the first to fly solo across the Atlantic. But who was the second? Bert Hinkler, who did it faster and more efficiently, remains a name far less known. It’s because Lindbergh was first. This pattern repeats: IBM didn't invent the computer (Remington Rand's UNIVAC was earlier), but through a focused effort, they became synonymous with the category in the public mind. Gillette gave us the first safety razor; Xerox, the first plain paper copier, so much so that we still ask to "xerox" a document. These pioneers didn't just enter a market; they entered our minds first, and that made all the difference. When you hear "laundry detergent," a name like Tide might instantly surface, a testament to its early dominance.
Crafting Your Own Pond: The Art of the New Category
But what if you can't be the absolute first? The wisdom here is to carve out a new space where you can be the pioneer. Amelia Earhart wasn’t the second person to fly the Atlantic solo, but she was the first woman to do so, and her name is etched in history. Dell wasn’t the first computer company, but they were the first to sell computers directly over the phone, creating a new category. Lear's Magazine wasn't the first magazine for women, but it pioneered the category for "mature women." When you present something new, the vital question isn't just "Is it better?" but rather, "In what arena is this the first?"
Beyond the Marketplace: The Primacy of Thought
It’s a subtle but crucial distinction: reaching the market first isn't nearly as powerful as reaching the mind first. As seen with IBM, a well-orchestrated marketing effort can secure that mental real estate even if another product technically arrived sooner. The initial investment in making your idea known, in making it resonate, can determine how quickly and deeply it takes root.
Perception as Reality: The True Battlefield
We often think of competition as a battle of features, quality, or services. Yet, more profoundly, it’s a battle of perceptions. In Japan, Honda is deeply ingrained in the public mind as a motorcycle manufacturer. Tell a friend in Tokyo you bought a Honda, and they'll likely ask about the bike model. In New York, the same statement would prompt a question about a car. Consequently, selling Honda cars in Japan faced an uphill battle against this motorcycle perception. Similarly, imagine a Harley-Davidson car. Even if the quality were impeccable, the powerful "motorcycle" perception would be a formidable hurdle. What people believe to be true is true, in terms of its impact.
The Single Word: Owning a Concept
The most potent strategy in this battle for the mind is to own a single word or concept. Federal Express drilled its way into our consciousness by narrowing its focus to "overnight" delivery. IBM owns "computer" in many contexts. BMW is linked with "driving," Volvo with "safety," Pepsi with "youth," and for many, a fictional brand like RolloTony's might mean "noodles." The essence of this approach is to narrow your focus. By concentrating on a specific, high-value niche, like BMW and Mercedes do with luxury cars, they associate themselves with "quality" rather than competing on price.
The Uniqueness of a Mental Peg: One Word, One Owner
It flows naturally that two distinct entities cannot own the same word in our minds. Attempting to seize a word already firmly held by another is a path fraught with difficulty. Atari once dominated "video game." When they tried to make "Atari" synonymous with "computer," a space already held by IBM and Apple, they faltered. Ironically, as Atari fought this battle, Nintendo swept in and captured the video game word, securing a massive market share while Atari faded. Energizer batteries strive to take "long-lasting" from Duracell, but no matter the effort, Duracell got there first in many minds, and that perception is incredibly sticky.
Knowing Your Place: The Ladder of Consideration
Imagine a ladder in the mind for every category of product or service, with each rung occupied by a brand name. For rental cars, Hertz might be on the top rung, Avis on the second, and Budget perhaps on the third. Avis initially tried a slogan suggesting they were the best, which didn't resonate because consumers knew they weren't number one. When they embraced their position with, "Avis is only No. 2 in rent-a-cars. So why go with us? We try harder," they acknowledged reality and turned it into a strength. For thirteen years, they struggled; after recognizing their place, they thrived. Before launching any effort, one must ask: where do we stand on the mental ladder of our audience? And is our message aligned with that reality?
The Inevitable Pair: The Two-Horse Race
Over the long haul, many markets tend to evolve into a competition primarily between two major players. Think McDonald's and Burger King in hamburgers, or Nike and Reebok in athletic shoes. Often, the leader might hold around 45% of the market, the second player about 40%, with a third trailing significantly, and others in a more precarious position. Jack Welch, the former CEO of General Electric, famously stated that only companies ranking first or second in their markets could truly win globally; others would likely be sold or closed.
The Strategic Dance of the Runner-Up: The Power of Opposition
If you're not the leader, but solidly in that number two spot, your strategy is often defined by the leader. The goal isn't necessarily to be "better" in the leader's own terms, but to be the clear alternative. Study the leader: what are their strengths? How can that strength be framed as a weakness? You must grasp the leader's essence and offer the potential customer the direct opposite. For instance, when Coca-Cola was perceived as the classic choice, appealing to an older generation, Pepsi successfully positioned itself for the "new generation." Or consider Listerine, which dominated the mouthwash market despite its strong, medicinal taste. Scope identified this "unpleasant taste" as a weakness and highlighted its own "good taste" while still killing germs. The number two cannot afford to be timid; by focusing on the leader's contrasting points, they carve out their distinct territory.
Categories Multiply: The Nature of Division
Over time, categories don't just stay static; they divide and multiply. What was once simply "computers" branched into mainframes, minicomputers, workstations, laptops, and personal computers. Each segment is a distinct entity with its own reason for being and, often, its own leader. IBM leads in large mainframes, Digital Equipment Corporation (DEC) historically in minicomputers, Sun Microsystems in workstations, and so on. To maintain leadership across a broadening field, a company might need distinct brands for each emerging category, much like General Motors did with Chevrolet, Pontiac, Buick, and Cadillac. Trying to stretch one name and one core message across disparate categories often dilutes its power.
The Long View: Understanding Marketing's True Timetable
The true impact of marketing efforts often reveals itself not immediately, but over time. Consider alcohol: is it a stimulant or a depressant? Initially, it might feel like a stimulant, bringing cheer. The next morning, its depressant qualities are clear. Many marketing actions have similar delayed effects. Do sales promotions expand a company's business or contract it? Short-term, they boost sales. However, there's growing evidence that, in the long run, constant sales train customers to only buy at discounted prices, eroding baseline business. There's little proof that issuing coupons for discounts permanently increases sales. Many find they need to drastically increase coupon distribution just to maintain sales levels. Once they stop, sales drop. Coupons can become like a drug: you use them not to grow, but just to keep from declining, teaching customers to wait for the deal.
The Pitfalls of Overreach: Resisting Line Extension
There's an almost irresistible temptation to take a successful brand name and extend it to new products. However, in the long run, especially with serious competition, over-extending a product line rarely works. Too much variety under one banner can confuse and repel. In 1978, when 7 Up was a simple lemon-lime drink, it held a respectable market share. Then came Cherry 7 Up, Gold 7 Up, and their diet versions. Today, 7 Up's overall share is significantly smaller. Gerber, on the other hand, owns a commanding 72% of the baby food market, far ahead of Beech-Nut and Heinz, brands with more extended (and thus less focused) product lines in that specific arena. To succeed today, one often needs to narrow the focus to secure a distinct position in the consumer's mind.
The Necessity of Sacrifice: Giving Up to Gain
To achieve something significant, you often have to give something up. This sacrifice can take three forms: the product line, the target market, or constant change. First, Federal Express sacrificed offering all types of delivery to concentrate solely on overnight delivery of small parcels. This laser focus allowed them to "own" the idea of "overnight" and become a giant. If a package absolutely, positively has to be there tomorrow, you think of Federal Express. Second, consider how Philip Morris focused Marlboro cigarettes. Instead of targeting everyone, they narrowed their focus to men, and then further to the most masculine image: the cowboy. Marlboro became the top-selling cigarette in the United States for both men and women. The aim might be specific, but the market can be broad. Third, sometimes the best way to maintain a strong, consistent position is to resist constant alteration. White Castle has maintained its core offering and appearance for decades, still selling its signature small burgers at low prices, and it endures.
The Power of an Opposite Virtue: The Law of Attributes
For every attribute a leader emphasizes, there's often an opposing, equally effective attribute you can claim. If McDonald's focuses on speed and children, Burger King could strategically focus on "flame-broiled" (which implies slower cooking) and an older demographic. A slogan like "Grow up to the taste of flame-broiled Burger King burgers" could capture this.
Embracing the Negative: The Strength in Candor
When you openly admit a negative, potential customers often grant you a positive in return. Avis, as mentioned, acknowledged being number two and built a successful campaign around "we try harder." When Joy perfume was launched, it was criticized as being too expensive. Instead of refuting this, the company embraced it with the slogan, "The costliest perfume in the world," and it became a mark of distinction. Listerine, with its notoriously unpleasant taste, adopted the tagline, "The taste you hate, twice a day." They didn't just admit the taste was bad; they acknowledged people hated it. This candor laid the groundwork for the marketing idea that something tasting that much like a disinfectant must be powerful at killing germs.
The Single Decisive Stroke: The Law of Singularity
In many situations, there’s often only one specific move or point of focus that will yield substantial results. Typically, a competitor is vulnerable in only one key area, and that should be the central point of attack. For example, if Coca-Cola knew Pepsi was targeting the younger generation, a counter-campaign might subtly suggest, "It's okay, kids. We won't rush you. When you're ready for the real thing, you'll find us." This could be a powerful way to undermine the "Pepsi generation" idea over time.
The Unknowable Tomorrow: The Law of Unpredictability
Unless you're writing your competitors' marketing plans, you simply cannot predict the future with certainty. When Domino's Pizza entered the market, they sold pizza at a higher price than many existing shops. Skeptics doubted anyone would buy from them, predicting a swift failure. However, Domino's wasn't just selling pizza; they were creating a system for fast, efficient delivery. Their long-term focus was on mastering that delivery system, ensuring pizzas arrived quickly. This unique approach allowed the company to flourish against expectations.
When Triumph Blinds: The Law of Success
Success can often breed arrogance, and arrogance can lead to failure. When a brand becomes highly successful, the company may start to believe the name itself is the primary reason for that success. This leads them to look for other products to slap that famous name onto. But this is a misunderstanding. A brand becomes famous because the right marketing steps were taken: perhaps it was first in the mind, narrowed its focus effectively, or owned a powerful attribute. Another pitfall of success is when top leadership becomes detached from hands-on strategy, spending more time on external affairs and delegating core marketing functions. This delegation of strategic thinking can be a grave error.
Embracing Setbacks: The Law of Failure
Failure shouldn't be a devastating surprise; it should be anticipated and accepted as part of the process. One of the strengths often observed in innovative cultures is the ability to recognize mistakes early and make necessary changes without excessive penalization. It’s not that mistakes aren't made; it's that when they occur, the focus is on learning and redirecting, not on assigning blame for trying something that didn't pan out. If failures are punished too harshly, people will stop taking the risks necessary for breakthroughs.
Seeing Through the Static: The Law of Hype
The way a situation is portrayed in the press is often the opposite of reality. When things are genuinely going well, a company usually doesn't need to generate a massive amount of hype. If you see a constant, overwhelming media blitz, it might be a sign that things are not as rosy as they seem. For instance, no new publication was discussed more actively or with more fanfare than USA Today upon its launch in 1982, with even the President of the United States in attendance. Many were so impressed by this extensive coverage that they couldn't believe the venture initially struggled. Don't always take media portrayals at face value.
Riding the Wave, Not the Ripple: The Law of Acceleration
Truly successful, long-term programs are built on genuine trends, not fleeting fads. A fad is a short-term phenomenon that might generate quick profits but doesn't have the staying power to sustain a company. One intriguing way to maintain long-term demand, if you are riding a true trend, is to never fully satisfy that demand. For example, releasing collectibles one at a time, rather than all at once, keeps anticipation alive. Once everyone owns the entire set, the desire wanes. Focus on the deeper, more enduring trends.
The Essential Fuel: The Law of Resources
Even the most brilliant idea is powerless without adequate funding to bring it to life. Sometimes, the best hope for an under-resourced idea is to find a smaller, more agile entity and convince them of its merits. An idea without money is, practically speaking, often just a wish. Be prepared to make significant sacrifices or find creative ways to secure the resources needed to give your vision a chance to take flight.
These observations aren't rigid commands, but rather reflections on patterns that tend to govern how ideas take hold and endure. Contemplating them can offer a different lens through which to view the world of influence, choice, and the subtle yet powerful ways our minds are shaped.
References:
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Ries, A., & Trout, J. (1993). The 22 Immutable Laws of Marketing: Violate Them at Your Own Risk! HarperBusiness.
This book is the foundational source for the principles discussed. It elaborates on each law with detailed examples and case studies, illustrating how being first (Law of Leadership), creating a new category (Law of Category), or being first in the mind (Law of the Mind) are crucial. It also explores concepts like perception (Law of Perception), focus (Law of Focus), and the consequences of line extension (Law of Line Extension). The examples of Charles Lindbergh, Amelia Earhart, IBM, Xerox, Avis, Coca-Cola vs. Pepsi, and Listerine are classic illustrations drawn from or aligning with this work.
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Trout, J., & Rivkin, S. (1996). The New Positioning: The Latest on the World's #1 Business Strategy. McGraw-Hill.
While the article focuses on the "22 Laws," this follow-up work by Trout further explores the critical concept of "positioning," which is intrinsically linked to many of the laws, especially the Law of the Mind, the Law of Perception, the Law of Focus, and the Law of the Ladder. It reinforces the idea that marketing is a battle for a place in the prospect's mind and how to establish and defend that position.